Garfinkle, Biderman LLP has represented the following clients in many diverse corporate finance and securities transactions including acting for:
RedWater Energy Corp. (TSXV:RED), an oil and gas exploration company, on its $2.65 million private placement financing of units and flow-through units. (9/11)
The agent, Dundee Securities Ltd., in the private placement financing by Murgor Resources (TSXV:MGR), a mining exploration and development company. (6/11)
Cogitore Resources Inc. (TSXV:WOO), a mining exploration and development company, on its private placement financing of flow-through shares. (4/11)
Mooncor Oil & Gas Corp. (TSXV:MOO), an oil and gas exploration company, on its brokered $2.66 million private placement financing of units and flow-through units, through D&D Securities Inc. and All Group Financial Services Inc. (3/11)
The agent, Wolverton Securities Ltd., in the TSX listed convertible debenture offering by Call Genie Inc. (TSX:GNE), a global provider of local mobile search and advertising solutions. (3/11)
Go Capital I, Inc. (TSXV:GOC), a capital pool company, in its initial public offering and listing on the TSX Venture Exchange. (2/11)
Pure Industrial Real Estate Trust (TSXV:AAR.UN), a real estate investment fund, for an Ontario securities opinion, in its $34.5 million bought deal short form prospectus offering. (1/11)
Mercury Capital Limited (TSXV:MLC), a capital pool company, in its initial public offering and listing on the TSX Venture Exchange. (1/11)
Focused Capital Corp. (TSXV:FLO), a capital pool company, in its initial public offering and listing on the TSX Venture Exchange. (1/11)
RedWater Energy Corp. (TSXV:RED), an oil and gas exploration company, on its $1.918 million private placement financing of flow-through units. (12/10)
Solid Gold Resources Corp. (TSXV:SLD), a mining exploration and development company, on its private placement financing of units and flow-through units. (11/10)
The agent, Wolverton Securities Ltd., in the debenture offering by Call Genie Inc. (TSX:GNE), a global provider of local mobile search and advertising solutions. (11/10)
Sunstone U.S. Opportunity (No. 3) Realty Trust, a real estate investment trust, for Ontario securities opinions, in its US$41.4 million prospectus offering. (11/10)
The shareholders of UpTrend Media Inc., Canada's leading independent online advertising representation firm, in the acquisition by Yellow Pages Group Co. (10/10)
Solid Gold Resources Corp. (TSXV:SLD), a mining exploration and development company, in its initial public offering and listing on the TSX Venture Exchange. (10/10)
Pure Industrial Real Estate Trust (TSXV:AAR.UN), a real estate investment fund, for an Ontario securities opinion, in its $21.4 million prospectus offering. (10/10)
Penfold Capital Acquisition II Corporation (TSXV:PAC.P) and Penfold Capital Acquisition III Corporation (TSXV:PNF.P), in their amalgamation.
The agent, Wolverton Securities Ltd., in the convertible debenture offering by Call Genie Inc. (TSX:GNE), a global provider of local mobile search and advertising solutions. (8/10)
Mooncor Oil & Gas Corp. (TSXV:MOO), an oil and gas exploration company, on its $1.32 million private placement financing of units and flow-through units. (8/10)
Morguard Sunstone Real Estate Income Fund (TSX:MSN.U), a real estate investment fund, for an Ontario securities opinion, in its $30 million prospectus offering. (07/10)
Pure Industrial Real Estate Trust (TSXV:AAR.UN), a real estate investment fund, for an Ontario securities opinion, in its $20.3 million prospectus offering. (05/10)
The agent, Dundee Securities Corporation, in the common share unit offering by Streetlight Intelligence Inc. (TSXV:SLQP), a developer of advanced street light optimization systems. (03/10)
Solid Gold Resources Corp., a private gold exploration company, on its private placement financing of units. (02/10)
Pure Industrial Real Estate Trust (TSXV:AAR.UN), a real estate investment fund, for an Ontario securities opinion, in its $21.6 million prospectus offering. (02/10)
The agent, Dundee Securities Corporation, in the convertible debenture offering by Call Genie Inc. (TSX:GNE), a global provider of local mobile search and advertising solutions. (12/09)
Sunstone U.S. Opportunity (No. 2) Realty Trust, a real estate investment trust, for an Ontario securities opinion, in its US$31 million prospectus offering. (10/09)
Mooncor Oil & Gas Corp. (TSXV:MOO), an oil and gas exploration company, on its $1.83 million private placement financing of units. (09/09)
The Arbel Group, a group of companies based in Turkey, in a $104 million sale of shares to Alliance Grain Traders Income Fund (now Alliance Grain Traders Inc. (TSX:AGT)). (09/09)
Corbal Capital Corp. (TSXV:ISD), a capital pool company, in its qualifying transaction (share purchase of iSign Media Corp., an advertising and marketing services provider) and concurrent private placement financing. (09/09)
Kingsdale Capital Markets Inc., in its sponsorship of Canuc Resources Corporation (TSXV:SOC), a junior mining exploration company, in connection with its listing application on the TSX Venture Exchange. (08/09)
The agent, First Republic Capital Corporation, in the common share unit offering by Phonetime Inc. (TSX:PHD), a supplier of long distance telecommunications services. (07/09)
Mooncor Oil & Gas Corp. (TSXV:MOO), an oil and gas exploration company, on its $1.2 million private placement financing of units. (04/09)
Solid Gold Resources Corp., a private gold exploration company, on its private placement financing of units and flow-through shares. (08/09)
Mooncor Oil & Gas Corp. (TSXV:MOO), an oil and gas exploration company, on its $1.4 million private placement financing of units and flow-through shares. (02/09)
Sunstone Opportunity (2008) Realty Trust, a real estate investment trust, for Ontario securities opinions, in its $30.1 million prospectus offering. (12/08)
Upper Canada Explorations Limited, a private gold exploration company, on its private placement financing of flow-through units. (12/08)
Mooncor Oil & Gas Corp. (TSXV:MOO), an oil and gas exploration company, on its $1.26 million private placement financing of flow-through units. (12/08)
The agent, PowerOne Capital Markets Limited, in the common share unit offering by Sprylogics International Corp. (TSXV:SPY), a technology company. (08/08)
Sunstone U.S. Opportunity Realty Trust, an unincorporated, open-ended investment trust, for Ontario securities opinions, in its US$35.6 million prospectus offering. (07/08)
Mooncor Oil & Gas Corp. (TSXV:MOO), an oil and gas exploration company, on its $2.5 million private placement financing of common share and flow-through units. (06/08)
The agent, Kingsdale Capital Markets Inc., in the $3.66 million offering of common shares by SQI Diagnostics Inc. (TSXV:SQD), a medical systems automation company. (06/08)
Tangcoh Gold Inc., a private gold exploration company, on its private placement financing of common share units and flow-through shares. (06/08)
The Ontario agent, Byron Securities Limited, in the $125 million offering memorandum by Capital Direct I Income Trust, a real estate fund. (05/08)
The agent, Research Capital Corporation, in the initial public offering of ITOK Capital Corp. (TSXV:ITK), a capital pool company, and listing on the TSX Venture Exchange. (05/08)
Corbal Capital Corp. (TSXV:RBL), a capital pool company, in its initial public offering of $854,800 and listing on the TSX Venture Exchange. (04/08)
Upper Canada Explorations Limited, a private gold exploration company, on its private placement financing of flow-through shares. (12/07)
Mooncor Oil & Gas Corp. (TSXV:MOO), an oil and gas exploration company, on its private placement financing of flow-through units. (12/07)
Tangcoh Gold Inc., a private gold exploration company, on its private placement financing of common share and flow-through units. (12/07)
Mooncor Energy Inc., a private oil and gas exploration company, in its $24 million reverse take-over transaction of Mooncor Oil & Gas Corp. (TSXV:MOO) (formerly DVD Investments Limited) and $4 million concurrent private placement financing. (9/07)
Standard Securities Capital Corporation, in the $14 million offering by Agtech Income Fund (TSXV:AGT) in connection with its $9.2 million acquisition of Saskcan Pulse Trading Inc. (8/07)
Richards Oil & Gas Limited (TSXV:RIX), an oil and gas exploration company, on its $10 million offering of subscription receipts. (7/07)
Soyers Capital Limited (TSXV:SOC), a capital pool company, in its qualifying transaction (share purchase of BlueRush.TV Inc., a creator of innovative rich media technology and a provider of on demand marketing solutions) and concurrent private placement financing. (5/07)
Standard Securities Capital Corporation, pursuant to its TSX Venture Exchange sponsorship of Soyers Capital Limited (TSXV:SOC) in connection with its qualifying transaction. (5/07)
The agent, Fraser Mackenzie Limited, of a $4.6 million offering by Alexandria Minerals Corporation (TSXV:AZX), a mineral exploration and development company. (5/07)
Dragon Capital Corporation (TSXV:DGN), a capital pool company, in its $70.1 million qualifying transaction and concurrent $5 million private placement financing of units. (3/07)
The agent, Standard Securities Capital Corporation, pursuant to its Toronto Stock Exchange sponsorship of Dragon Capital Corporation (TSXV:DGN) and as agent in connection with its concurrent $5 million offering. (3/07)
Richards Oil & Gas Limited (TSXV:RIX), an oil and gas exploration company, on its $4 million offering of flow-through shares. (12/06)
Lingo Media Inc. (TSXV:LM), a publisher of English language learning programs in China, in its financing and acquisition of A+ Child Development (Canada) Ltd. (12/06)
Golden Hope Mines Limited (TSXV:GNH), a gold exploration company, in its $4.2 million financing. (12/06)
The agent in connection with its fairness opinion to the board of directors of Vector Wind Energy Inc. (TSXV:VWE) of the financial terms of the proposed acquisition by Canadian Hydro Developers, Inc. (10/06)
The agent, Byron Securities Limited, of a rights offering by Armada Data Corporation (TSXV:ARD), a web-enabled automobile information services company. (6/06)
Richards Oil & Gas Limited (TSXV:RIX), an oil and gas exploration company, on its $6.5 million convertible debenture private placement financing. (6/06)
Dragon Capital Corporation (TSXV:DGN), a capital pool company, in its initial public offering of $1.5 million and listing on the TSX Venture Exchange. (5/06)
Fraser Mackenzie Limited, the co-agent, in the $5 million offering by Photon Control Inc. (TSXV:PHO) (a developer of products that use light (photons) for measurement and control) of shares. (12/05)
The agent, Fraser Mackenzie Limited, in the flow-through unit offering by Adroit Resources Inc. (TSXV:ADT) (a mineral exploration company). (12/05)
Richards Oil & Gas Limited (TSXV:RIX), an oil and gas exploration company, on its $13.7 million private placement offering of units. (10/05)
Richards Oil & Gas Limited (TSXV:RIX), an oil and gas exploration company, on its $5.2 million initial public offering. (6/05)
The lead agent, Fraser Mackenzie Limited, in the $5 millioninitial pubic offering, TSX Venture Exchange listing and conversion into an income trust (Agtech Income Fund) of Agtech Processors Inc., Canada’s largest processor and exporter of lentils and canary seed. (3/05)
The underwriting syndicate, in connection with the $41.4 million short form prospectus offering by BioMS Medical Corp. (TSX:MS), a TSX listed company, to fund their Phase II/III human clinical trial of MBP8298 in Multiple Sclerosis patients. (3/05)
The agent, Fraser Mackenzie Limited, in the convertible debenture financing by Astris Energi Inc. (OTCBB:ASRNF), a developer of fuel cells. (3/05)
Soyers Capital Limited (TSXV:SOC), a capital pool company, in its initial public offering and listing on the TSX Venture Exchange. (1/05)
The agent, Fraser Mackenzie Limited, in the unit offering by Adroit Resources Inc. (TSXV:ADT) (a mineral exploration company). (12/04)
The subordinated lender in connection with the capital pool company’s reverse take-over qualifying transaction which resulted in the listing of Equity Transfer Services Inc. on the TSX Venture Exchange. (12/04)
The sponsor, Fraser Mackenzie Limited, pursuant to its TSX Venture Exchange sponsorship of Vector Wind Energy Inc. (TSXV:VWE) in connection with its reverse take-over transaction of Minera Delta Inc. (11/04)
Fraser Mackenzie Limited, the agent, in the offering by Altek Power Corporation (TSXV:APK). (11/04)
The lead agent, Fraser Mackenzie Limited, in Vector Wind Energy Inc.’s (TSXV:VWE) (a Canadian developer of wind energy projects) $1.3 million private placement flow-through share financing. (12/04)
The agent, First Republic Securities Corporation, in the $2.5 million offering by Tyhee Development Corp. (TSXV:TDC) (an owner of gold deposits) of flow-through units. (1/04)
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