The field of securities is one of the most legislated and regulated, not only in financial services, but also in business generally. The new global scope of the securities business has combined with an explosion in the number and complexity of financial instruments to expose unprecedented risks.

Regulators have responded with a regime that is rigorous and highly changeable. That often makes compliance difficult, and non-compliance unthinkable.

Garfinkle, Biderman helps securities clients with:

• Initial and secondary public offerings
• Private placements
• Rights offerings
• Structured financings
• New issues of debt and equity
• Asset securitizations
• Takeovers
• Income trusts
• Mutual funds
• Compliance and corporate governance